Build Powerful Compliance Programs & Prevent Corporate Fraud

The course “Building a Powerful Compliance Program and Prefenting Corporate Fraud” is divided into 2 parts:

1. In the first one you will learn everything you need to know to build a powerful and effective compliance program and culture, from the origins of compliance and how to create a powerful compliance culture throughout the company, to trainings, code of conduct, monitoring and reporting, training, branding, and much more.

2. In the second part you will learn how to prevent, detect, investigate and correct corporate fraud, including analyzing different studies, pillars and methods used in corporate fraud investigations, such as The Accidental vs. The Predator fraudster characteristics, The Fraud Triangle, The Fraud Action Triangle and The Fraud Diamond, The Fraud Scale, money laundering stages and so much more.

Includes the theoretical part, studies and research, and real life examples.

Once you have completed the entire course, you can request your verified Certificate of Completion issued by The Elite Compliance Group.

I will provide you in 48 hours the .pdf version (which includes the unique QR code) and the personalized URL where your certificate will be published. Other electronic formats are available on request.

This Certificate is provided in addition to the one offered by Udemy.

Below you can find the full course index.

The course also contains small questionnaires for you to check your acquired knowledge for some of the sections.

Full Course Index:

Part 1: Building a Powerful Compliance Program

• Origins of Compliance

• Integrating Compliance Throughout the Company

• The Compliance Officer

  • Independence, Empowerment, and Resources

• The Code of Conduct

  • Policies, Procedures, and Standards + Template

• Training

  • Training Sessions

  • Other CommunicationFlows

• Compliance and Branding

  • Communications with Third Parties

  • Monitoring

  • Reporting Line

• Compliance Is More Than Meets The Eye

• Why Individuals Do Bad Things

Part 2: Preventing Corporate Fraud

• The Elements of Fraud

  • Why Individuals Commit Fraud

    • Perceived Pressure

    • Perceived Opportunity

    • Rationalization

• The Accidental Fraudster

  • Fraudster Demographics

  • MICE

  • Behavioral Characteristics

• Financial Forensics Considerations

• The Predator Fraudster

  • Characteristics of a Predator

  • The Triangle of Fraud, The Triangle of Fraud Action and The Fraud Scale

  • The Dorminey et al Meta Model

• Internal Control Considerations

  • Segregation of Duties

  • Data and Technology

    • Data Analysis Tools Considerations

    • Data Quality and Text Analysis Considerations

• Money Laundering

  • Money Laundering Basics

  • Money Laundering Common Schemes

  • Crime Detection

• Whistleblowing

  • Corporate Fraud Real Life Example

  • Becoming a Whistleblower

• Fraud Policy Must Haves

Who this course is for:

• Compliance Officer
• Junior Compliance Officer
• Senior Compliance Officer
• Compliance Manager
• Internal Auditor
• External Auditor
• Forensic Accountant
• Fraud Investigator
• Compliance Analyst
• Internal Control
• Corporate Governance
• Anti Money Laundering
• Corporate Fraud
• Money Laundering Reporting Officer (MLRO)